UNITED STATES  
  SECURITIES AND EXCHANGE COMMISSION  
  Washington, D.C. 20549  

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934
(Amendment No. )*

 

Savara Inc.

(Name of Issuer)

Common Stock, $0.001 Par Value

(Title of Class of Securities)

805111101

(CUSIP Number)

June 7, 2017

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 
 

 

 

CUSIP No. 805111101
 
  1. Names of Reporting Persons
Zambon SpA (“ZSPA”)
 
  2. Check the Appropriate Box if a Member of a Group (See Instructions)
    (a)
    (b)
 
  3. SEC Use Only
 
  4. Citizenship or Place of Organization
Italy
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5. Sole Voting Power
4,693,540 shares
 
6. Shared Voting Power
0 shares
 
7. Sole Dispositive Power
4,693,540 shares
 
8. Shared Dispositive Power
0 shares
 
  9. Aggregate Amount Beneficially Owned by Each Reporting Person
4,693,540 shares
 
  10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  ☐
 
  11. Percent of Class Represented by Amount in Row (9)
19.5%
 
  12. Type of Reporting Person (See Instructions)
CO
           

 

 
 

 

 

CUSIP No. 805111101
 
  1. Names of Reporting Persons
Zambon Company SpA (“ZCSPA”)
 
  2. Check the Appropriate Box if a Member of a Group (See Instructions)
    (a)
    (b)
 
  3. SEC Use Only
 
  4. Citizenship or Place of Organization
Italy
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5. Sole Voting Power
4,693,540 shares (1)
 
6. Shared Voting Power
0 shares
 
7. Sole Dispositive Power
4,693,540 shares (1)
 
8. Shared Dispositive Power
0 shares
 
  9. Aggregate Amount Beneficially Owned by Each Reporting Person
4,693,540 shares (1)
 
  10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  ☐
 
  11. Percent of Class Represented by Amount in Row (9)
19.5%
 
  12. Type of Reporting Person (See Instructions)
CO
           

  

(1) Represents shares held directly by ZSPA, a wholly-owned subsidiary of ZCSPA.

 

 
 

 

Item 1.
  (a) Name of Issuer
Savara Inc.
  (b)

Address of Issuer’s Principal Executive Offices
900 South Capital of Texas Highway, Las Cimas IV, Suite 150

Austin, TX 78746

 
Item 2.
  (a)

Name of Person Filing
Zambon Company SpA (“ZCSPA”) and Zambon SpA (“ZSPA”).  The foregoing entities are collectively referred to as the “Reporting Persons.”

  (b)

Address of Principal Business Office or, if none, Residence

Zambon Company SpA

Via Lillo del Duca, 10

Bresso, MI 20091

Italy

 

Zambon SpA

Via Lillo del Duca, 10

Bresso, MI 20091

Italy

  (c)

Citizenship

ZCSPA is a corporation organized under the laws of Italy.  ZSPA is a corporation organized under the laws of Italy.

  (d) Title of Class of Securities
Common Stock, $0.001 Par Value
  (e) CUSIP Number
805111101
 
Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
  (a) Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
  (b) Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
  (c) Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
  (d) Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
  (e) An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
  (f) An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
  (g) A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
  (h) A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
  (i) A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
  (j) Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

 
 

 

Item 4. Ownership

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

The approximate percentages of Common Stock reported as beneficially owned by the Reporting Persons is based upon 24,102,956 shares of Common Stock outstanding as of June 7, 2017, as reported in the Issuer’s prospectus supplement dated June 2, 2017, including 613,157 sold pursuant to the partial exercise of the underwriters' option to purchase additional shares of Common Stock.

  (a)

Amount beneficially owned:

See Row 9 of cover page for each Reporting Person.

  (b)

Percent of class:

See Row 11 of cover page for each Reporting Person.

  (c)

Number of shares as to which the person has:

 

 

    (i)

Sole power to vote or to direct the vote

See Row 5 of cover page for each Reporting Person.

    (ii)

Shared power to vote or to direct the vote

See Row 6 of cover page for each Reporting Person.

    (iii)

Sole power to dispose or to direct the disposition of

See Row 7 of cover page for each Reporting Person.

    (iv)

Shared power to dispose or to direct the disposition of

See Row 8 of cover page for each Reporting Person.

 

Item 5. Ownership of Five Percent or Less of a Class

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   ☐.

Item 6. Ownership of More than Five Percent on Behalf of Another Person

 

N/A

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

 

N/A 

 

Item 8. Identification and Classification of Members of the Group

 

N/A

 

Item 9. Notice of Dissolution of Group

 

N/A

 

Item 10. Certification

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11. 

 
 

 

Signature

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: June 29, 2017

 

  ZAMBON COMPANY SPA
   
  By: Rosella De Dominicis  
    Head of Legal Affairs
   
   
   
  ZAMBON SPA
   
  By: Rosella De Dominicis  
    Head of Legal Affairs
   

 

 

  ATTENTION  
Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).